Commission-only compensation

Payment to a financial advisers of only commissions on investments purchased when the client implements the recommended financial plan.

Commission-Only Compensation

A form of payment to a brokerage in which the brokerage receives a percentage of the value of each transaction that a client orders. Commissions are seen as advantageous to a client because he/she does not have to pay a broker if he/she does not make orders. However, commissions create an incentive for brokers to make as many transactions as possible; this has resulted in the regulation of commissions by the SEC. The percentage of a commission varies by brokerage, with those charging higher commissions offering a wider variety of investment advisory services. Low-commission brokerages usually offer no investment advice and simply fill orders.

单词	commission-only compensation
释义	Commission-only compensation Commission-only compensation Payment to a financial advisers of only commissions on investments purchased when the client implements the recommended financial plan. Commission-Only Compensation A form of payment to a brokerage in which the brokerage receives a percentage of the value of each transaction that a client orders. Commissions are seen as advantageous to a client because he/she does not have to pay a broker if he/she does not make orders. However, commissions create an incentive for brokers to make as many transactions as possible; this has resulted in the regulation of commissions by the SEC. The percentage of a commission varies by brokerage, with those charging higher commissions offering a wider variety of investment advisory services. Low-commission brokerages usually offer no investment advice and simply fill orders.
随便看	moore bound moore, brian moore, charles moore, charles h moore, charles h. moore, charles w. moore, clarence bloomfield moore, clement moore clement clarke moore, clement clarke moore code moore county moore county, nc moore county, north carolina moore county, tennessee moore county, texas moore county, tn moore county, tx moored moored acoustic vertical array moored alongside moore days moored balloon moored mine moored/mobile surveillance system