registered investment company


Registered investment company

An investment firm which is registered with the SEC and complies with certain stated legal requirements.

Registered Investment Company

A mutual fund or other investment company that is registered with the SEC. Registered investment companies are required to report their policies and financial conditions, much like a publicly-traded company. Most investment companies in the United States must register with the SEC; they are regulated by the Investment Company Act of 1940.

registered investment company

An investment company that is registered with the SEC and meets the requirements of the Investment Company Act of 1940 with respect to income distribution, fee structure, and diversification of assets.