Registered Investment Advisor

A person or business regulated by the SEC that provides investing advice or counsel to an investor. All investment advisers managing over $25 million must register with the SEC; the actions of all registered investment advisers are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisers to provide false or misleading information, and to buy or sell his/her own securities to or from a client. Registration helps the SEC enforce these provisions.

单词	registered investment advisor
释义	Registered Investment Advisor Registered Investment Advisor A person or business regulated by the SEC that provides investing advice or counsel to an investor. All investment advisers managing over $25 million must register with the SEC; the actions of all registered investment advisers are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisers to provide false or misleading information, and to buy or sell his/her own securities to or from a client. Registration helps the SEC enforce these provisions. AcronymsSeeRIA
随便看	a granny flat a granny-flat a granny pad a granny pod agranular cortex agranular endoplasmic reticulum agranular l agranular leukocyte agranular reticulum agranulocysis, infantile, genetic agranulocyte agranulocytes agranulocytic agranulocytic angina agranulocyticly agranulocytosis agranulocytosis infantilis hereditaria agranuloplastic agranulosis agrapha agrapha of jesus agraphesthesia agraphia agraphic agraphicly